Posted:05/01/2005
Preventing infant death and injury during delivery
While a healthy and safe birth for the mother and infant is the goal for all labor and delivery
units—regardless of the level of services available—in
some instances, what should be a joyous, celebratory event turns to tragedy
when the newborn dies. The rate of perinatal mortality in the U.S. has steadily
declined to a rate of 6.9 deaths per 1,000 live births in 2001¹.
Nevertheless, since 1996, a total of 47 cases of perinatal death or permanent
disability have been reported to the Joint Commission for review under the
Sentinel Event Policy. Cases considered reviewable under the Sentinel Event
Policy are "any perinatal death or major permanent loss of function
unrelated to a congenital condition in an infant having a birth weight greater
than 2,500 grams." Forty of the cases resulted in infant death and seven
cases involved permanent disability. The mothers ranged in age from 13 to
41, with the average and median age being 27 years, and in just over one-half
of the cases, it was the first child. The average gestation was 39 weeks.
While the absence of early and regular prenatal care is a leading contributor to the risk of infant death, review of the JCAHO's 47 cases reveals that lack of prenatal care was an identified maternal risk factor in just 4 percent of cases. Other identified maternal risk factors included age (13 percent), previous C-section (11 percent), diabetes (4 percent), and substance abuse (4 percent). Identified complications during the birth included: non-reassuring fetal status (77 percent), placental abruption (8 percent), ruptured uterus (8 percent), and breech presentation (6 percent). Forty-nine percent of the cases were emergency C-section; 46 percent vaginal deliveries; and 4 percent delays in C-section decision. Of the vaginal deliveries,
21 percent were vacuum extraction delivery or attempted; 13 percent mid forceps delivery or attempted; 11 percent failure to do indicated C-section; and 8 percent vaginal birth after C-section (VBAC).
Root causes identified
In the 47 cases studied, communication issues
topped the list of identified root causes (72 percent),
with more than one-half of the organizations (55 percent)
citing organization culture as a barrier to effective communication
and teamwork, i.e., hierarchy and intimidation, failure to function as a
team, and failure to follow the chain-of-communication. Other identified
root causes include: staff competency (47 percent), orientation and training
process (40 percent), inadequate fetal monitoring (34 percent), unavailable
monitoring equipment and/or drugs (30 percent), credentialing/privileging/supervision
issues for physicians and nurse midwives (30 percent), staffing issues (25
percent), physician unavailable or delayed (19 percent), and unavailability
of prenatal information (11 percent).
Risk reduction strategies
As required under the Sentinel Event Policy,
based on their root cause analyses, organizations develop
an action plan citing the steps they will take to reduce
the risk of similar future adverse events. The risk reduction strategies
identified by these organizations include:
- Revise orientation and training process (70 percent)
- Physician education and counseling (36 percent)
- Revise communication protocols (36 percent)
- Reinforce chain-of-communication policy (28 percent)
- Revise competency assessment (25 percent)
- Standardize equipment and drug availability (25 percent)
- Conduct team training (25 percent)
- Revise consultation and on-call policies and procedures
(23 percent)
- Revise Medical Staff credentialing and privileging
process (21 percent)
- Institute changes in the patient assessment policy
(21 percent)
- Standardize the evaluation and monitoring process (21
percent)
- Revise the staffing plan and process (17 percent)
- Adopt American Academy of Pediatrics (AAP), American
College of Obstetricians and Gynecologists (ACOG) guidelines
for perinatal care 3 (13 percent)
- Institute mock OB emergency training drills (11 percent)
- Revise the conflict resolution policy (8 percent)
- Revise transfer policies and procedures (4 percent)
Joint Commission recommendations
Since the majority of perinatal death and
injury cases reported root causes related to problems with
organizational culture and with communication among caregivers²,
it is recommended that organizations:
1) Conduct team training in perinatal areas to teach staff
to work together and communicate more effectively.
2) For high-risk events, such as shoulder dystocia, emergency
Cesarean delivery, maternal hemorrhage and neonatal resuscitation,
conduct clinical drills to help staff prepare for when
such events actually occur, and conduct debriefings to
evaluate team performance and identify areas for improvement.
3) Review and apply the ACOG VBAC Practice Bulletin, Vaginal
Birth after Cesarean Delivery 4; the Standards & Guidelines
for Professional Nursing Practice in the Care of Women
and Newborn from the Association of Women's Health, Obstetric
and Neonatal Nurses (AWHONN) 5; and the
AAP and ACOG guidelines for perinatal care, including those
to: 3
a. Develop clear guidelines for fetal monitoring of potential
high-risk patients, including nursing protocols for the
interpretation of fetal heart rate tracings (pages 127,
133-134).
b. Educate nurses, residents, nurse midwives, and physicians
to use standardized terminology to communicate abnormal
fetal heart rate tracings (pages 127, 133-134).
c. Review organizational policies regarding the availability
of key personnel for emergency interventions (page 19).
d. Ensure that designated neonatal resuscitation areas
are fully equipped and functioning (page 188).
e. Develop guidelines for the transfer of patients to
a higher level of care when indicated, if essential services
cannot be readily provided per ACOG guidelines (Chapter
3, pages 57-71).
4) Use a standardized maternal fetal record form for each
admission.
References
1 Centers for Disease Control and Prevention, National Center for Health Statistics,
National Vital Statistics
2 Joint Statement of Practice Relations Between Obstetrician-Gynecologists
and Certified Nurse-Midwives/Certified Midwives, http://www.midwife.org/prof/display.cfm?id=121
3 Guidelines for Perinatal Care, Fifth Edition,
AAP, ACOG
4 ACOG Practice Bulletin, Number 54, July 2004, Vaginal
Birth After Previous Cesarean Delivery
5 Standards & Guidelines for Professional
Nursing Practice in the Care of Women and Newborns, Fifth
Edition, 1998, AWHONN
Additional references are available on the Joint Commission
website at http://www.jcaho.org/About+Us/News+Letters/Sentinel+Event+Alert/sea_30_reference.pdf by
calling (630) 792-5178.
|